Trends in animal behaviour research (1968每2002): ethoinformatics and the mining of library databases
Terry J. Ord*, , , Em赤lia P. Martins*, Sidharth Thakur†, Ketan K. Mane‡ and Katy Börner‡ *Department of Biology and Centre for the Integrative Study of Animal Behavior, Indiana University, U.S.A. †Computer Science Department, Indiana University, U.S.A. ‡School of Library and Information Science, Indiana University, U.S.A. Received 8 March 2004; revised 5 April 2004; accepted 31 August 2004. MS. number: A9835R. Available online 7 April 2005.
We applied modern bioinformatic tools to titles and keywords of animal behaviour publications contained in an electronic library database to examine trends in animal behaviour research. We provide the first quantitative overview of animal behaviour research covering 42 836 documents published in the last three decades, across 25 journals. Our study confirms several patterns noted by previous reviews, and offers several novel insights into the history of our field. Profound historical distinctions between early ethology and comparative psychology have been recently bridged by shared interest in communication and social behaviour, and research from physiology and applied areas. Although we reiterate the rise of sexual selection and mating behaviour as prominent areas of research, we also show that interest in mechanism and development has proven particularly resilient over the years. Currently, researchers at hundreds of institutions worldwide are studying animal behaviour. Domesticated animals, foraging/dispersal and learning/memory are topics that appear most frequently in publications from regions that have little history of animal behaviour research, suggesting that these subjects are central to the early development of the discipline. Overall, the study of animal behaviour is healthy, growing, and becoming progressively more integrative over time.
Article Outline
The study of animal behaviour has a long and illustrious history ( Durant, 1986 and Dewsbury, 1989) featuring many of the great names in science (e.g. Darwin, 1872, Tinbergen, 1951, Thorpe, 1956 and Lorenz, 1965). Our discipline has undergone remarkable change, particularly over the last few decades. Recent reviews note the rise in popularity of behavioural ecology ( Alcock, 2003 and Bateson, 2003), and debate the potential consequences of this apparent skew on other areas of animal behaviour research (e.g. the study of mechanism and development: Bateson & Klopfer 1989; Stamps, 2003 and West et al., 2003). There are many practical and social factors that may influence the types of questions addressed by behavioural researchers (e.g. modern advances in life sciences technology, global information exchange over the internet). Until recently, however, these factors were exceedingly difficult to consider in any comprehensive way. Here, we make use of modern informatics techniques and electronic library databases to study the recent history of published animal behaviour literature. We first validate our approach by documenting patterns noted by previous reviewers (e.g. the rise of behavioural ecology), and then apply our methods to explore the relative importance of disciplinary and geographical factors.
In the late 19th century, the study of animal behaviour was largely restricted to amateur naturalists ( Durant 1986). The discipline emerged formally with the appearance of Zeitschrift f邦r Tierpsychologie (1937; now Ethology), Behaviour (1948) and the British Journal of Animal Behaviour (1953; now Animal Behaviour). By 1973 the Nobel Prize committee had recognized the pioneering work of Niko Tinbergen, Konrad Lorenz and Carl von Frisch, 1953 and von Frisch, 1967, and the study of animal behaviour had become well established. We now have sophisticated methods for examining the genetic and physiological underpinnings of behaviour (e.g. Landgraf et al., 2003, Phelps and Young, 2003 and Cooper and Goller, 2004). Technological advances have facilitated the study of function (e.g. acoustic and video playbacks: McGregor, 1992 and Ord and Evans, 2002) and evolution (e.g. the comparative method: Gittleman, 1989 and Martins, 1996), as well as improving techniques for studying behaviour in the field ( Altmann & Altmann 2003). Mathematical and computer modelling have become invaluable tools for predicting how animals will interact with other individuals (e.g. game theory: Maynard Smith & Price 1973) and the environment (e.g. foraging theory: Stephens & Krebs 1986).
The 50-year anniversary of Animal Behaviour prompted several recent reflections on the current status and future of the field ( Alcock, 2003, Altmann and Altmann, 2003, Bateson, 2003, Slater, 2003, Stamps, 2003 and West et al., 2003). These reviews note the prominence of behavioural ecology ( Alcock, 2003 and Bateson, 2003), but also a renaissance of studies on mechanism and development ( Stamps, 2003 and West et al., 2003). However, these commentaries are necessarily based on subjective overviews of only a small proportion of the published literature. Even limiting a survey to only those studies appearing in the last three decades, there are literally hundreds of academic journals that have collectively published tens of thousands of papers (e.g. Table 1). Previous reviews therefore rely on a small subset of material (e.g. Dewsbury, 1992, Klopfer and Polemics, 2002, Alcock, 2003, Huntingford, 2003 and Salvador et al., 2003) and/or personal reflections (e.g. Bateson and Klopfer, 1989 and Bateson, 2003). In this study, we take a different approach, using specialized computer software to mine library information databases for important historical and contemporary trends. Innovations in information science have spurred the development of a plethora of software to exploit the huge quantities of information offered by new online databases. Although these methods are necessarily limited by the availability of electronic information, they offer scholars a potentially more objective view of the available literature, and a comprehensive way to explore the current focus and historical content of research.
Table 1.
Number of article records available for each journal in this study
|
Start of coverage |
Incomplete or no coverage |
Total documents |
1971每1972 |
1981每1982 |
1991每1992 |
2001每2002 |
Core ABA journals |
Animal Behaviour |
1968 |
|
5887 |
154 |
226 |
382 |
491 |
Behavioral Ecology and Sociobiology |
1976 |
1977每1982, 1985每1991 |
2011 |
|
|
208 |
262 |
Applied Animal Behaviour Science |
1986 |
|
1700 |
|
|
174 |
235 |
Behavioral Ecology |
1990 |
|
928 |
|
|
81 |
206 |
Behaviour |
1968 |
|
2000 |
61 |
81 |
131 |
160 |
Ethology |
1991 |
|
870 |
|
|
97 |
158 |
Behavioural Processes |
1976 |
1977 |
1244 |
|
52 |
103 |
131 |
Journal of Insect Behavior |
1988 |
|
850 |
|
|
104 |
118 |
Animal Learning & Behavior |
1973 |
1978每1980 |
1500 |
|
146 |
96 |
64 |
Journal of Experimental Psychology: Animal Behavior Processes |
1975 |
|
780 |
|
24 |
74 |
64 |
Learning & Motivation |
1971 |
|
888 |
52 |
53 |
37 |
53 |
Journal of Ethology |
1986 |
|
302 |
|
|
36 |
40 |
Bird Behavior |
1981 |
1982每1983, 1988, 1992每1995 |
112 |
|
4 |
16 |
8 |
|
|
Subtotal |
19 072 |
267 |
586 |
1539 |
1990 |
Supplement journals |
Hormones and Behavior |
1971 |
|
1496 |
53 |
69 |
83 |
564 |
Physiology & Behavior |
1968 |
|
11 120 |
|
639 |
744 |
539 |
Behavioural Brain Research |
1980 |
|
3257 |
|
137 |
239 |
502 |
Behavioral Neuroscience |
1984 |
|
1931 |
|
|
195 |
228 |
Journal of Comparative Psychology |
1984 |
1986每1990 |
628 |
|
|
88 |
102 |
Behavior Genetics |
1970 |
1970每1972, 1977 |
1178 |
|
76 |
208 |
86 |
Learning & Memory |
1998 |
|
219 |
|
|
|
85 |
Aggressive Behavior |
1974 |
1975每1978 |
652 |
|
22 |
55 |
70 |
Journal of the Experimental Analysis of Behavior |
1968 |
|
2186 |
178 |
126 |
120 |
70 |
Ethology Ecology & Evolution |
1989 |
|
433 |
|
|
68 |
59 |
Behavior Research Methods |
1984 |
|
524 |
|
|
48 |
50 |
Behavioral and Brain Sciences |
1981 |
1981每1991, 2002 |
140 |
|
2 |
15 |
24 |
|
|
Subtotal |
23 764 |
231 |
1071 |
1863 |
2379 |
|
|
Total |
42 836 |
498 |
1657 |
3402 |
4369 |
&Core ABA journals* are those chosen by Animal Behavior Abstracts (CSA, Inc. 2002), not including The Birds of North America or Etologia. &Supplement journals* refer to additional journals included in our analyses despite not being listed as core serials by ABA list (see text for details).
There are numerous articles providing excellent discussion on the potential social and political issues underlying apparent direction shifts in animal behaviour research ( Durant, 1986, Sherman, 1988, Barlow, 1989, Dawkins, 1989, Dewsbury, 1989, Dewsbury, 1992, Dewsbury, 1994, Armstrong, 1991, Alcock and Sherman, 1994, Alcock, 2003, Bateson, 2003, Slater, 2003, Stamps, 2003 and West et al., 2003). To begin our own study, we first confirm the validity of our approach by documenting some of the patterns shown by earlier authors (e.g. distinctions between classical ethology and comparative psychology ( Dewsbury, 1989 and Dewsbury, 1992), and the expansion of behavioural ecology ( Bateson and Klopfer, 1989, Dawkins, 1989, Alcock, 2003 and Bateson, 2003)). We then consider several entirely new questions, for example, measuring the extent to which initial differences between ethology and comparative psychology have been bridged, questioning the decline and/or resurgence of &mechanism* studies, and exploring the role of specific journals in changing our field. We also offer a contemporary snapshot of our discipline in terms of the research being done, where it is being published, and who is producing it.
To conduct our quantitative overview of animal behaviour research, we applied data-mining and knowledge visualization tools to citation records available online in the Biological Abstracts database (BioSciences Information Service, BIOSIS, Inc. Philadelphia, Pennsylvania, U.S.A.). Of the 25 journals that exhibited a primary focus on the study of behaviour, we found 42 836 records for documents published from 1968 to 2002. First, we adopted a historical perspective and mapped major trends in research interest over the last three decades. We used similarities in title vocabulary to identify research topics that linked individual studies into clusters and explored how these clusters have changed over time. We also conducted a &burst* analysis to identify dramatic increases and/or sustained usage of particular terms and to track changes in popular title-words over time. Second, we shifted our focus to keywords and explored patterns in contemporary behavioural research (2001每2002) explained by journal, geographical and institutional factors.
Methods
Data collection and extraction
To identify journals covering animal behaviour research, we began with the serials source list used by the Animal Behavior Abstracts (ABA) database (Cambridge Scientific Abstracts, CSA, Inc., Bethesda, Maryland, U.S.A. 2002). This list covers 235 journals categorized by relevance, including 15 &core* journals in which all material appearing in the journal is pertinent to animal behaviour (e.g. Animal Behaviour). Focusing on these core journals, we removed two: there were no publication records available for Etologia, and The Birds of North America (a natural/life history reference) seemed too general in scope to be included in our analyses. There were several conspicuous absences from the ABA core list, most notably the Journal of Comparative Psychology (not appearing anywhere on the ABA list) and physiology-oriented journals, such as Hormones and Behavior (usually listed by ABA as &priority*, reflecting that these serials sometimes publish research that could not be strictly considered &animal behaviour*). We therefore supplemented the reduced ABA list with 12 additional journals: the Journal of Comparative Psychology and those that include &behaviour*, &ethology* or &learning* in the journal title ( Table 1). Although we conducted separate analyses on the 13 core ABA journals and the complete listing of 25 journals, we report results only for the latter unless otherwise specified.
There are many biological journals that publish animal behaviour research not included in our study (e.g. Nature, Science, Proceedings of the Royal Society of London, Series B). However, such journals also produce a massive number of nonbehaviour-related publications, which would bias the results of our analyses and compromise the objectives of our study. Although papers appearing in high-impact journals such as Nature or Science are important contributions to our field, the value of including these articles in our analyses is negated by technological limitations of having to also incorporate the entirety of the journal's contents. Doing so would obscure most of the interesting patterns related to animal behaviour research and expand the focus of our study from trends in behavioural research to those more relevant to the life sciences as a whole (e.g. see Mane & Börner 2004). The Proceedings of the National Academy of Sciences alone published more research articles in the last 20 years of our sample than did the 25 journals included in our study combined ( Boyack 2004). A preliminary run of our analyses that included The Birds of North America identified &geographic distribution* as the most common keyword in animal behaviour publications, simply because the large number of publications in this serial, and its consistent use of a particular keyword, swamped patterns from other animal behaviour journals. We struck a balance by supplementing our &core* animal behaviour journals with ABA &priority* serials that clearly emphasize behavioural research, despite publishing also more general scientific research. A comparison between these two types of journals gives us some insight into differences between publications in core and peripheral journals, leaving for future studies the task of developing reliable methods for identifying &behaviour* papers in more general scientific journals (e.g. Griffiths & Steyvers 2004).
Using International Standard Serial Numbers (ISSN) to identify journals, we downloaded all available citation records as ASCII text files from the Biological Abstracts database (BIOSIS, Inc. 2002). The standard library web interface prevents data streaming by restricting the number of records that can be downloaded at a time, which can result in a large number of network time-outs and failures. Instead, we used access client software SilverPlatter WinSPIRS v4.01 (Ovid Technologies, Inc., New York, New York, U.S.A.) to download records directly from the server of Indiana University's main library.
We wrote several parsers to extract relevant data from downloaded files. Parsers are algorithms that identify and break data into smaller elements according to their structure or syntax within a data file. For example, a parser was written to use commas to break up an address string (e.g. T. J. Ord, Department of Biology, Indiana University, Bloomington, Indiana 47405, U.S.A.) into separate sections identifying author, department, university, city, state and country, allowing the extraction of information associated with a specific field (e.g. country). Other parsers resemble the &find and replace* option available in word-processing software. All parser code and software used in this study are available through the Information Visualization Software Repository ( Börner and Zhou, 2001 and Börner, 2004). Using parsers, we converted downloaded files to delimited text files and removed duplicate documents (identified by the string &title#year#author#keywords*). To verify that our data set was complete, we noted the number of documents listed by Biological Abstracts during each ISSN search and later crosschecked this number with those files actually downloaded. Finally, we calculated summary information on the number of unique records for each journal in each year. Publication records for several journals were incomplete, ranging from approximately 1 year (e.g. Behavioural Processes: 1977) to 13 years (e.g. Behavioral Ecology and Sociobiology: 1977每1982, 1985每1991; Table 1). Before proceeding with our analyses, we confirmed these records were missing from Biological Abstracts (E. Ten Have, BIOSIS, personal communication) and not the consequence of errors accumulated during data acquisition. Our final data set covered 25 journals from 1968 to 2002 totalling 42 836 records of published material ( Table 1, Fig. 1).
Figure 1. The number of documents covered in the Biological Abstracts database that appear in journals publishing animal behaviour research. Open circles indicate document counts for journals considered to be core contributors to Animal Behavior Abstracts, while closed circles represent counts for all journals included in this review (see Table 1). Shaded areas represent 2-year &snapshots* used in some document analyses.
Our analysis focuses on the vocabulary chosen for titles and keywords of animal behaviour publications. Keywords and title vocabulary in the animal behaviour literature provide complementary rather than duplicate information. Titles tend to focus on the primary subject of a paper and are more useful in identifying broad themes in animal behaviour research. We used title-words to explore major changes in topics and study organisms of interest across the three decades included in our data set. Keywords contain more detailed information and have the advantage of retaining compound terms, such as &sexual selection* and &parental care*. We used keywords for more detailed analysis of journal and geographical trends.
In our analysis of title-words, we began by using parsers to remove uninformative words such as &of* and &the*, identified from stop-word lists (available from Börner and Zhou, 2001 and Börner, 2004). Keyword information is presented in Biological Abstracts as a string of compound words separated by semicolons (e.g. &anthophilous insects; breeding systems; climate severity; disturbance; evolution; habitat’) and are found in two separate fields: DE or &descriptors*, and MI or &misc. indicators*. We combined keywords from DE and MI fields before conducting further analysis. For both title and keyword analyses, we also removed &behavio/ur* and &behavio/ural*, which occurred often enough that they might obscure more subtle document associations.
Knowledge domain visualizations
Relationships among prominent topic areas through time
To identify broad themes in animal behaviour, and to monitor their changes over time, we entered title-words into a latent semantic analysis (LSA; Landauer et al. 1998). LSA produces a large matrix of documents by title-words and applies a singular value decomposition (using LSA SVDPACKC; Berry 1993) to highlight important latent dimensions in the matrix. Put simply, the analysis isolates each word in a title and searches for the same term in other document titles. When the program finds common vocabulary, it creates a link between the documents. The more links shared between records, the greater the assumed overlap in topic area (see below).
There were 24 850 unique title-words in our data set, a sample size too large to be effectively manipulated by visualization software. To explore changes in prominent research themes and topic relationships through time, we isolated publications appearing in 1971每1972, 1981每1982, 1991每1992 and 2001每2002 for all 25 journals ( Figure 1 and Table 1), conducting separate analyses for each pair of years. These &snapshots* reduced the data set to a manageable size, while still providing a broad sample to illustrate research trends reliably.
In essence, LSA produces a similarity score for each comparison of two publication titles based on the number and context of common words. The strength of LSA lies in its ability to resolve the potentially confounding problem of synonymy (similar meaning words) and polysemy (words with multiple meaning) by comparing, not only the similarity in vocabulary, but also the context in which words appear. Hence, document titles with common words used in similar contexts will be judged to be more closely related than if they simply share identical terms. Text similarity judgements obtained using LSA are consistent with human word sorting and category judgements ( Landauer et al. 1998).
We used Pajek visualization software ( Batagelj and Mrvar, 1997 and Batagelj and Mrvar, 2003) to identify clusters of related documents and links among them based on the most important latent dimensions. Implementing the &Kamada每Kawai* algorithm ( Kamada & Kawai 1989) with circular start position, this program was used to draw two-dimensional images of the document similarity matrices, effectively highlighting groups or clusters of documents with similar title vocabulary. The program begins by placing documents (represented by a node or dot) along an outer circle. It then sifts through the similarity matrix produced by the LSA and connects publications with a line according to their similarity values. As links are created, documents are drawn together. By providing a visual representation of matrices (hence &visualization*), we can easily identify how documents are related to each other.
To reduce clutter in plots caused by superfluous links between documents, only similarity scores greater than 70% were traced. The success of particular thresholds to draw out salient document associations is dependent on the number of documents analysed: the larger the pool of samples, the greater the chance an individual record has of sharing semantic similarity with another document. Because the number of articles published in each 2-year snapshot varied ( Table 1), we tailored similarity cutoffs for each cohort to optimize the visibility of clusters. Final cut-offs were 0.70, 0.70, 0.74 and 0.755 for 1971每1972, 1981每1982, 1991每1992 and 2001每2002, respectively. Last, we labelled each observed cluster by manually isolating individual documents that occurred unambiguously within a cluster, extracting the title-words for these documents and identifying which shared words were the most common (and hence predominantly responsible for the aggregation). While the overall two-dimensional projection of documents holds no inherent meaning (e.g. the circular start position of nodes at the beginning of the plot-rendering process), the spatial layout of clusters relative to each other does allow the identification of links between document groups and a way to quantify relationships between prominent research areas.
Emergence and longevity of new topic areas
Next we applied a &burst* detection algorithm ( Kleinberg 2002) to explore how major themes in animal behaviour research have changed across time. Kleinberg's (2002) model was originally designed to sort email automatically into meaningful folders by identifying important topics as they appear, grow in popularity for a period of time and then fade away. As applied here, the burst detection algorithm focuses on the temporal intervals between repeated appearances of the same term. When a term is popular, it will be used frequently and the time intervals between repeated appearances will be short. The two-state form of the burst detection algorithm finds the model that best describes the data as a collection of temporal strings of high (i.e. bursts) and low episodes of popularity for each of the terms studied. &Weights* are also calculated to allow for direct comparison among bursts for the same and different words in terms of their relative prominence.
Returning to the complete set of 42 836 publications appearing over 35 years, we excluded words such as &the* and &an* to obtain a total of 24 850 unique title-words. We further focused our attention on the 739 title-words that appeared at least 100 times in the data set. To these, we applied the burst detection algorithm, looking across the full 35 years of publications, to identify rapid increases and decreases in popularity (bursts) for each term through time.
Journal, geographical area, and institutional patterns
For more detailed consideration of current journal, geographical and institution coverage, we shifted our focus to keywords, considering only terms reported for the most recent publications (2001每2002; 4369 records). First, to assess journal coverage, we identified and compared the most common keywords used by each of the 25 journals of interest. Second, for examining differences in research trends across the world, we used the institutional address of the first author to identify the country of origin. We excluded all records with ambiguous affiliations resulting from missing words or country abbreviations and grouped the subsequent 57 identifiable countries into eight geographical regions to facilitate interpretation. Finally, the five-digit zip code of the U.S. is also unusually informative as it allows the identification of specific institutions (each institution is typically given a unique zip code). Using the address of the first author, we extracted documents published by scholars in the U.S. Zip codes were then examined to reveal those institutions that produced the most animal behaviour publications over the 2001 and 2002 period. Unfortunately, we unable to conduct a similar analysis on a global scale, in part, as zip (or post) codes in many countries are less likely to be specific to particular institutions. Institutional names proved even more difficult to isolate reliably because of variation in how the names were abbreviated and where they were placed within address strings.
Results
The number of documents published in 25 animal behaviour journals has increased steadily from 1968 to 2002 (229 to 2254 documents in each year, respectively; Fig. 1). Animal Behaviour is by far the largest recent contributor of the 13 core journals covered by Animal Behavior Abstracts (11.2%; Table 1), followed by Behavioral Ecology and Sociobiology, Applied Animal Behaviour Science, Behavioral Neuroscience and Behavioral Ecology, which contribute 5每6% each. Note that roughly half of the publications included in our study appeared in journals not listed by ABA as &core* sources, irrespective of time frame considered ( Table 1).
Topic area associations identified by title-words
The vocabulary used in publication titles has become dramatically diverse over the last three decades, in part because of a huge increase in the number of publications. The occurrence of unique title-words in our data set increased from 1540 title-words in the 1971每1972 snapshot to 2238 title-words in the 2001每2002 snapshot. As a consequence, identifiable clusters in our visualizations also increased from approximately nine in 1971每1972 to over 20 in 2001每2002 ( Fig. 2).
Figure 2. Visualization plots of latent semantic analyses for documents published in all 25 behaviour journals for (a) 1971每1972, (b) 1981每1982, (c) 1991每1992 and (d) 2001每2002. Nodes represent individual papers, with connecting lines indicating similarity in title vocabulary. Common areas of research form clusters. Salient terminology producing prominent clusters are given. Those nodes left on the periphery are generally unrelated to records within the document space. See text for details.
The language relationships appearing in publication titles for 1971每1972 and 1981每1982 reflects a profound separation between early ethology and comparative psychology. In 1971每1972, there is one cluster focused on function (e.g. &feeding*, &sexual*, &aggression*: cluster 1), two clusters concentrating on animal learning (e.g. &stimulation*, &schedule*, &reinforcement*, &conditioned*: clusters 3 and 9), and several other groups centred on specific experimental techniques (e.g. &electroshock*, &ulceration*, &amphetamine*; Fig. 2a). In 1981每1982 ( Fig. 2b), there was prominent clustering around &social*, &aggression* and &foraging* (cluster 1), with smaller connected clusters featuring &communication* and &prey*. Interestingly, &genetic* and &chemical* also appeared to be associated with these groups. Animal learning is now loosely united across clusters 8 (&matching*, &detection*) and 9 (&reinforcement*), and comparative psychologists have identified a preferred model organism with two large clusters (clusters 2 and 3) joining documents describing research on &rat/s*. Both animal learning and &rat/s* groups are only distantly connected to ethologically oriented publications (cluster 1), emphasizing the continuing distinction between ethology and comparative psychology into the 1980s.
Between 1991 and 1992 there was a considerable increase in heterogeneity of title vocabulary ( Fig. 2c), with 18 clearly identifiable clusters reflecting diversification across a multitude of topic areas. There was still a large, linked cluster describing ethological studies of animal behaviour (cluster 1), although with a greater emphasis on genetics and reproduction, in addition to &sperm competition* (a previously unseen topic area). As in earlier years, a second large cluster focused on &rats* (cluster 2). However, these clusters are now linked through several smaller groupings focusing on reproductive behaviour and mate choice (clusters 14每16). Appearing in four clusters, sexual selection has emerged as a fashionable topic area. Acoustic communication has also grown, featuring heavily in several clusters (clusters 4每7). Other clusters indicate a new interest in applied animal behaviour research (e.g. clusters 10 and 11: &sows*, &growth* and &nursing*).
Continued diversification is evident in 2001每2002. The emphasis on reproductive behaviour and sexual selection seems to have expanded to other areas such as &parental care* (cluster 1). A second large and related cluster describes greater interest in &foraging*, &movement* and &habitat* (cluster 2). The large &rats* cluster has now become subdivided into separate groups describing specific types of behaviour, including: &memory* (cluster 3); &food* and &response* (cluster 4); &maternal*, &brain*, and &control* (cluster 5); and &learning* (cluster 12). Several new groups indicate a concentration of research on specific model and domesticated organisms (e.g. &bees*, &ants*, &mice*, &dairy calves*). Interestingly, the remnants of the division between ethology (e.g. clusters 1 and 2) and comparative psychology (e.g. clusters 3 and 4) are now bridged primarily by clusters relating to communication and social behaviour (clusters 17 and 18), and a growing cluster referring to rat and odour (cluster 20). Applied animal behaviour (clusters 14 and 15) also remains well represented and offers new links to the comparative psychology clusters.
Bursts in popularity of title-words
Focusing our attention on the 739 title-words that appeared at least 100 times in our data set, the burst detection algorithm identified 506 bursts of popular title-words across 35 years. Bursts were regularly spaced, lasting a median of 4 years (mean ㊣ SE = 5.6 ㊣ 0.19). There were 470 title-words such as &effect*, &role* or &difference* that are difficult to interpret further. If we focus on the remaining 269 terms, there appear to be three vocabulary periods: pre-1985, 1985每1995, and post-1995 ( Fig. 3). Terms that burst in popularity during the 1985每1995 &transition* period tended not to burst before or afterwards.
Figure 3. Bursts in popular title-words for documents published in 25 behaviour journals from 1968 to 2002. Vocabulary surges have occurred regularly throughout the last 35 years. (a) However, a subset of the 200 meaningful terms show divisions of vocabulary across three periods: pre-1985, 1985每1995 and post每1995. (b) Popular study organisms also vary over time.
Of the 269 potentially meaningful terms, 200 reflect topics of interest in animal behaviour research (e.g. &operant*, &evolution*, &predation*). The words occurring within each of the three time periods cross disciplinary boundaries, indicating the continuing diversity of animal behaviour research throughout the history of our field. The early periods, for example, show bursts from &shock*, &reinforcement*, &natal* and &testosterone*. &Guarding*, &genetic*, &anxiety* and &opioid* all burst during the transition time period (1985每1995). &Receptor*, &anxiety*, &paternity* and &mate* all burst in the most recent time interval.
The 69 remaining terms refer to a type of animal (e.g. &rats* appeared 5550 times; Fig. 3b), and also reflect some meaningful shifts over the years. Before 1985, virtually all animal terms undergoing bursts of popularity were model organisms, including cats, monkeys, squirrels (which could also be &squirrel monkeys*) and chickens ( Fig. 3b). In the 1985每1995 transition period, there were several bursts referring to insects (especially hymenoptera (e.g. bees, wasps and ants) and orthoptera (e.g. crickets, grasshoppers and katydids)) that were not abundant earlier. In the mid-1990s, there was a sudden surge of interest in a more diverse group of domesticated animals (e.g. dogs) and those of economic importance (e.g. cows, deer).
Journal focus
Listing the 10 most frequently reported keywords for each of the 25 journals in 2001每2002, we found a total of 143 different terms and only a moderate degree of overlap across journals. Learning, memory, reinforcement and related terms appeared consistently in the top-10 keyword lists of all but a few journals, emphasizing the continuing importance and broad impact of these themes to animal behaviour research. Mate choice, reproductive success and sexual selection also appeared frequently, indicating the popularity of evolutionary questions. When the most common keywords for all journals were pooled and ranked, terms referring to aggression, learning/memory, foraging and sexual selection were at the top of the list ( Fig. 4a).
Figure 4. Keyword frequency distribution plots sum, , marizing the content of journals publishing animal behaviour research for 2001每2002: (a) the 10 most frequently used keywords for all journals ranked collectively; (b) journals emphasizing &evolutionary ethology*; (c) journals largely covering animal learning and memory; and (d) journals that are relatively intermediate in their document coverage. Values in parentheses are journal impact scores calculated by ISI Web of Science for 2002 (Thomson Scientific, Philadelphia, Pennsylvania, U.S.A.; http://www.isinet.com/).
Keywords also showed the existence of a continuum between journals that emphasize evolutionary ethology and those that publish comparative psychology. On one extreme, Behavioral Ecology and Behavioral Ecology and Sociobiology place an unusually strong emphasis on &sexual selection*, and other terms related to reproduction and mating ( Fig. 4b). Animal Behaviour, Behaviour and Ethology also publish articles on sexual selection, but add social behaviour, predation, foraging, communication (usually &vocalization*) and evolution. At the other extreme, nearly all popular keywords reported by Behavioural Processes and Animal Learning & Behavior address learning and memory ( Fig. 4c).
Interestingly, Applied Animal Behaviour Science lies somewhere in between; including &aggression* and &vocalization* as prominent keywords, but also &stress* and &motivation*. Most of the journals that appeared on our supplemented list of 25, but not in the core list from ABA, also appeared somewhere in the middle. For example, physiology journals like Hormones and Behavior frequently publish studies about &sexual behaviour* and &aggression*, in addition to &stress*, &learning* and &photoperiod*. The Journal of Comparative Psychology showed an unusually high peak with &animal communication* appearing along side research relating to &habituation*, &development* and &imitative learning*. These journals therefore form an important bridge between the academic descendants of early ethologists and comparative psychologists. They also tend to be more specialized than journals at the extremes, leading to a more highly skewed distribution of keywords and/or a larger proportion of unique terms ( Fig. 4d). For example, the focus of Applied Animal Behaviour Science is on &animal welfare*, whereas Hormones and Behaviour publishes more papers described by &neuro/endocrinology*.
Global and institutional trends
In 2001每2002, animal behaviour publications were produced by researchers affiliated with institutions in every region of the world ( Fig. 5a), with North America and Western Europe being the primary producers of animal behaviour research. Keywords used by North America, Western Europe and Australia/New Zealand were remarkably similar, reflecting global agreement on popular topic areas in animal behaviour ( Fig. 5b). The relatively few contributions from remaining regions (South America, Eastern Europe, Asia and Africa) shared an emphasis on animal learning and domesticated animals, indicating strong interest in applied animal behaviour research. Relative representation by South America and Asia was larger when considering all 25 journals, whereas Africa, Middle East and Eastern Europe were better represented when only core ABA serials were considered.
Figure 5. Publication trends in 2001每2002 across the world for both core ABA and supplemented journal listings. (a) The proportion of total documents by region, with values in parentheses representing absolute numbers of documents. (b) Keyword profiles for core (left) and all behaviour journals (right) across the globe and eight separate geographical regions differentiated by principal author address. Histograms are frequency distributions of document keywords.
In the United States alone, we counted 1806 publications from first authors located at more than 487 different zip codes during the 2001每2002 period. Over 100 zip codes tallied five or more animal behaviour publications, although it is possible that some zip codes do not identify unique institutions (e.g. some could be personal residences). Also, the major representation of some institutions may result from an unusually large number of contributions by single investigators in this 2-year period. The number of documents associated with each zip code also varied between the two lists (13 ABA core journals and complete list of 25). Nevertheless, several institutions known to have larger graduate programmes or a greater number of animal behaviour researchers account for a disproportionate share of publications by geographical location within the U.S. ( Table 2).
Table 2.
Number of articles published in animal behaviour journals by the first 25 U.S. institutions on our lists for 2001每2002
Core ABA journals (670 total publications) |
Document count |
All journals (1806 total publications) |
Document count |
Univ. California, Davis (95616) |
20 |
Univ. California, Davis (95616) |
44 |
Cornell Univ. (14853) |
18 |
Cornell Univ. (14853) |
36 |
Indiana Univ., Bloomington (47405) |
14 |
Indiana Univ., Bloomington (47405) |
27 |
Univ. Memphis (38152) |
13 |
Univ. Michigan (48109) |
27 |
Univ. Kentucky (40506) |
13 |
Univ. Washington (98195) |
26 |
Univ. Washington (98195) |
13 |
Univ. Pennsylvania (19104) |
25 |
Purdue Univ. (47907) |
12 |
Univ. California, Los Angeles (90095) |
25 |
Univ. Michigan (48109) |
11 |
Michigan State Univ. (48824) |
24 |
Univ. Wisconsin-Madison (53706) |
11 |
Purdue Univ. (47907) |
23 |
Arizona State Univ. (85287) |
11 |
Univ. Massachusetts (01003) |
22 |
Univ. California, Los Angeles (90095) |
11 |
Univ. Texas, Austin (78712) |
22 |
Washington State Univ. (99164) |
11 |
Emory Univ. (30322) |
21 |
SUNY, Binghamton (13902) |
10 |
Ohio State Univ. (43210) |
21 |
Brown Univ. (02912) |
9 |
Univ. Pittsburgh (15260) |
20 |
Michigan State Univ. (48824) |
9 |
Florida State Univ. (32306) |
20 |
Univ. Pennsylvania (19104) |
8 |
Univ. Wisconsin-Madison (53706) |
20 |
Univ. Georgia (30602) |
8 |
Arizona State Univ. (85287) |
19 |
Texas A & M Univ. (77843) |
8 |
Boston Univ. (02215) |
17 |
Univ. California, San Diego (92093) |
8 |
SUNY, Binghamton (13902) |
16 |
Univ. California, Berkeley (94720) |
8 |
Univ. Maryland (20742) |
16 |
Univ. Massachusetts (01003) |
7 |
Univ. Georgia (30602) |
16 |
Univ. Maryland (20742) |
7 |
Univ. California, San Diego (92093) |
16 |
Colorado State Univ. (80523) |
7 |
Univ. Kentucky (40506) |
15 |
Harvard Univ. (02138) |
6 |
Univ. California, Berkeley (94720) |
15 |
Princeton Univ. (08544) |
6 |
John Hopkins Univ. (21218) |
14 |
Institutions were identified by the zip code appearing in first author addresses. Counts may include some publications by geographically similar, but unaffiliated researchers (see text for details).
Discussion
Despite our analyses being necessarily limited by the scope of our study (e.g. the choice of journals, availability of electronic data, interpretations of zip codes), our approach succeeds in documenting many of the patterns mentioned by earlier reviews using very different methods (e.g. Durant, 1986, Sherman, 1988, Barlow, 1989, Dawkins, 1989, Dewsbury, 1989, Dewsbury, 1992, Dewsbury, 1994, Armstrong, 1991, Alcock and Sherman, 1994, Alcock, 2003, Bateson, 2003, Slater, 2003, Stamps, 2003 and West et al., 2003), while also offering several new insights that have gone previously undetected by traditional review methods. Our findings confirm the historical divisions between biological and psychological branches of animal behaviour research ( Dewsbury, 1989 and Dewsbury, 1992). However, the gap between ethology and comparative psychology has diminished over time, with frequent present-day interaction across disciplines occurring through a shared interest in communication and social behaviour. We also document the rise in popularity of behavioural ecology ( Bateson and Klopfer, 1989, Alcock, 2003 and Bateson, 2003), but find a healthy, continued interest in mechanism, learning and development. Finally, our results offer several tantalizing glimpses into the roles of core and peripheral journals, as well as geographical trends in the study of behaviour.
Tinbergen (1963) described the study of animal behaviour as encompassing four main areas of investigation: mechanism, function, development and evolution/phylogeny. Subsequent authors have grouped these topics into &proximate* and &ultimate* questions (mechanism/development and function/evolution, respectively). Commentaries on the development of our field typically herald or lament a shift in interest between adaptive and mechanistic/developmental questions ( Wilson, 1975, Barlow, 1989, Dawkins, 1989, Bateson, 2003, Stamps, 2003 and West et al., 2003). However, the relevance of this dichotomy has also been debated ( Sherman, 1988, Armstrong, 1991, Dewsbury, 1992, Dewsbury, 1994 and Alcock and Sherman, 1994). Our analysis of the vocabulary used by authors to describe their own research shows that, although the popularity of studies addressing evolutionary function (especially sexual selection) has increased in recent years, interest in mechanistic/developmental research has remained strong throughout the history of animal behaviour research. Instead of one research area dominating the field at the expense of another, a more accurate description is that our field has collectively expanded and become integrated across multiple topic areas. Hence, contemporary research still reflects the diversity and comprehensive approach advocated by Tinbergen (1963) and Huxley (1942).
We found a major difference between &core* and &priority* animal behaviour journals (those that publish behavioural research frequently, but also other types of research). The physiology and applied journals included in our study appear to play a pivotal role, not only producing a large number of animal behaviour publications (about half of those reviewed in our study), but offering an important intellectual link between disparate arms of our discipline. In contrast, newer journals that emphasize animal behaviour research appear to be more specialized than their older counterparts, emphasizing distinctions between subdisciplines rather than building bridges across them. For example, Behavioral Ecology (founded in 1990) and Behavioral Ecology and Sociobiology (1976) have a stronger focus on sexual selection and mating than do the older Ethology (1937), Behaviour (1948) and Animal Behaviour (1953). Further analyses exploring the role of the other 200 odd journals that occasionally publish animal behaviour research may provide valuable insight into this phenomenon.
Our results also highlight several intriguing patterns driven by geographical distributions, the impact of particular institutions, and the timing of cultural shifts. We found little evidence for disciplinary differences across geographical regions. North America and Western Europe are very similar in research focus despite the unique historical events in the development of animal behaviour research in these regions ( Durant, 1986 and Dewsbury, 1989). Research in countries with little history in the study of behaviour also tend to encompass the breadth of animal behaviour research (i.e. both ethology and comparative psychology), but some geographical regions (Africa, Middle East, Eastern Europe) are better represented in core journals, whereas others (South America, Asia) publish more frequently in journals that do not specialize as much in animal behaviour. Our zip code analysis showed that behavioural research, in the U.S. at least, is widely distributed, with more than 100 institutions contributing five or more animal behaviour publications in a 2-year period. Finally, our results show the rise and fall in popularity of research terms and study organisms in roughly 10-year cycles. As a consequence, the vocabulary and animals examined in the 1970s and 1980s are noticeably different from those studied today.
This study confirms that the study of animal behaviour is active, healthy, and growing. It is being studied by researchers representing hundreds of institutions around the world, including geographical regions with little history of life science research. Sexual selection is clearly an important topic in modern research, but interest in animal learning, aggression, foraging, and other reproductive and social behaviour remain strong. Animal behaviour research also continues to draw new attention from areas such as domesticated animal science and animal welfare. Moreover, the approach adopted in our study leads to many appealing avenues for future research. Detailed analysis can go beyond titles and keywords to explore the complex web of relationships formed by citation (e.g. White et al. 2004) and collaboration, to investigate how &schools of thought* develop. Records of awards given by funding bodies could be examined to determine the importance of external grants in directing trends in mainstream research (e.g. Boyack and Börner, 2003 and Boyack, 2004). Similar bioinformatic tools can be applied to organized collections of behavioural measurements, such as those envisioned by EthoSource (a new global initiative to facilitate the sharing and combining of behavioural data; Martins & Clark 2002), and highlight the opportunities for a new field of &ethoinformatics*.
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